Compliance

Clutch Group provides cost-effective assistance to the compliance departments of financial organizations. Our team of experienced attorneys, paralegals, accountants, and finance professionals deliver high-caliber services in the around-the-clock manner expected of financial consultants, but for a fraction of the cost through the use of the offshore model. Our services include the following:

• Compliance reviews for institutional asset managers
• Review investment/trading guidelines to ensure compliance with SEC and NASD rules
• Transaction review for Anti-Money Laundering (AML) and Know Your Client (KYC) requirements
• Due diligence of internal/third-party documents
• Our Compliance team is led by individuals with decades of combined experience in the financial services industry. This experience ensures the highest level of quality on every project.

For more information about how we can assist with your Compliance needs, please contact us at contactus@clutchgroup.com.

NOTICE: Clutch Group does not provide legal advice or otherwise engage in the practice of law in any jurisdiction.